Factors associated with burnout syndrome in surgeons: a systematic review
Publication: The Annals of The Royal College of Surgeons of England
Volume 102, Number 6
Abstract
Introduction
To date, studies have shown a high prevalence of burnout in surgeons. Various factors have been found to be associated with burnout, and it has significant consequences personally and systemically. Junior doctors are increasingly placing their own health and wellbeing as the most important factor in their decisions about training. Finding ways to reduce and prevent burnout is imperative to promote surgical specialties as attractive training pathways.
Methods
The MEDLINE, PsychInfo and EMBASE databases were searched using the subject headings related to surgery and burnout. All full text articles that reported data related to burnout were eligible for inclusion. Articles which did not use the Maslach Burnout Inventory or included non-surgical groups were excluded; 62 articles fulfilled the criteria for inclusion.
Findings
Younger age and female sex tended to be associated with higher levels of burnout. Those further in training had lower levels of burnout, while residents suffered more than their seniors. Burnout is associated with a lower personal quality of life, depression and alcohol misuse. Academic work and emotional intelligence may be protective of burnout. Certain personality types are less likely to be burnt out. Mentorship may reduce levels of burnout.
Conclusions
Workload and work environment are areas that could be looked at to reduce job demands that lead to burnout. Intervening in certain psychological factors such as emotional intelligence, resilience and mindfulness may help to reduce burnout. Promoting physical and mental health is important in alleviating burnout, and these factors likely have a complex interplay.
Introduction
Burnout is most commonly defined as a state of depersonalisation (loss of empathy), emotional exhaustion (emotional fatigue) and a sense of reduced personal accomplishment (competence and achievement). There are several validated tools to measure burnout, the most prevalent being the Maslach Burnout Inventory (MBI), which uses these three parameters as separate components of burnout.1
The often-quoted rate of burnout in surgeons is 40%, and it may be rising.2,3 The effects of burnout are both personal and systemic. On a personal level, burnout is correlated with depression, suicidal ideation and a whole host of other mental health issues.4,5 It affects personal and professional relationships,6 while those experiencing burnout are much more likely to express a desire to leave the profession.7 Systemically, there is concern that burnout is associated with increased attrition and dropout rates.8 In addition, it has been shown that burnout is associated with poorer patient satisfaction and outcomes.9
Within the NHS in the UK, morale appears to be low. The junior doctors’ contract dispute is fresh in the mind of trainees, and foundation doctors cite their health and wellbeing as the most common factor when deciding what to do beyond their foundation years.10 Recruitment uncertainty for the NHS will only be worsened with the upcoming exit from the European Union. High burnout rates manifest anecdotally within medical workforces, putting off junior medical staff from applying to surgical specialties. Addressing the issue of burnout is an important and realistic way to promote surgical specialties to junior doctors.
There exists a proposed framework for explaining the variance in burnout.11 In this review, we aim to identify all the factors associated with burnout in order to expand on this framework and elicit tangible areas that can be targeted to alleviate burnout in surgeons.
Methods
The study was undertaken using standard PRISMA guidelines.12 An electronic search of titles, abstracts and subject headings from the MEDLINE, PsycINFO and EMBASE databases was undertaken in October 2018. Search terms were (‘surgeon’ OR ‘surgeons’ OR ‘colorectal surgery’ OR ‘general surgery’ OR ‘gynaecology’ OR ‘neurosurgery’ OR ‘obstetrics’ OR ‘ophthalmology’ OR ‘orthognathic surgery’, OR ‘orthopaedics’ OR’ otolaryngology’ OR ‘surgery, plastic’ OR ‘surgical oncology’ OR ‘thoracic surgery’ OR ‘traumatology’ OR ‘urology’) AND (‘burnout’ OR ‘professional burnout’ OR ‘occupational burnout’).
Search results were de-duplicated and then screened for appropriate titles and abstracts. All full text articles reporting data related to burnout in surgical specialties using the MBI were eligible for inclusion. Abstracts from which full texts were not obtainable were excluded. Articles that did not use the MBI were excluded to aid comparison and increase reliability. Full exclusion criteria were as follows:
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meta-analyses
•
reviews
•
commentary
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poster/presentation abstracts
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MBI not used to measure burnout
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included non-surgical specialties/health-care professionals
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primary purpose was to validate a measurement tool
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only included interns.
The papers were then analysed qualitatively. Owing to the variance in definitions of burnout (high emotional exhaustion and high depersonalisation, emotional exhaustion and depersonalisation or personal accomplishment, or high on any single subscale), where a variable is correlated to solely emotional exhaustion or depersonalisation, we have reported this as a correlation with burnout. Variables that associated solely with personal accomplishment have been deemed not associated, as there is uncertainty whether it should be included in the measurement of burnout.13 Outcomes that significantly correlate with burnout are reported. Significant association from univariate, multivariate and logistic regression analyses are reported.
Results
A total of 117 full text articles were identified from the literature search. Of these, 19 were excluded as they did not use the MBI or the abbreviated version, 7 included non-surgical specialties or other healthcare professionals, 4 did not report data related to burnout appropriately, 2 used data from other studies, and 21 were poster/presentation abstracts. One article was a commentary and one only included interns. This, a total of 62 articles were included in the review (Appendix 1). The study selection process can be seen in Fig 1.
Prevalence
Age
Sex
Women are associated with higher risk of burnout.8,11,14,16–18,22,24–27 However, three studies found men to have higher levels of burnout, specifically depersonalisation.4,28,29 A longitudinal study found that there was a greater increase in burnout in men compared with women over one year, although this was based on a small cohort at intern level (n = 21).28
Training level and experience
Studies reporting association with training level and experience show mixed outcomes.2,4,8,19,23,24,27,30–35 Three studies found that those in their second year of training had significantly higher levels of burnout,4,23,30 while those in their fifth year of training have been noted to have lower burnout in a multivariate analysis.8 One multispecialty study found that those in their third year had higher levels of burnout, but this association was lost when logistic regression was performed.31
A longer period of years in practice is associated with higher burnout.2,23,32 One study of plastic surgeons found that those who had been practising for more than 15 years had lower burnout in a multivariate analysis.19 Another study reported a difference between number of years in specialty and emotional exhaustion, however it only explained a small proportion of variance (R2 = 0.026).33
Residents tend to have higher burnout than faculty,23,24,34 but no studies looked at change in burnout in individuals before and after appointment to consultancy. Issues with tenure or promotion are associated with higher levels of emotional exhaustion in orthopaedic surgeons, although it is not clear what these issues are.35
Family
A number of studies have reported an association with family factors.2,6,15,19,21,24,34–41 Being single is correlated with burnout,15,21,36–39 independently in two orthopaedic studies,37,39 but not in a study of UK colorectal and vascular surgeons.21
Surgeons who had more supportive partners suffered from less burnout.35,37,40 This was an independent association in obstetricians,37 but was not found to have an independent effect in neurosurgeons.40 Having a spouse who is working has been found to independently increase risk of burnout.2,19,38 More time spent with a spouse has been found to be associated with less burnout.34
Workload
Studies generally show that burnout is associated with an increased workload.2,6,8,17,19,20,24–27,31,34,35,39,42–52 All studies used self-report measures to identify hours worked. Four studies reported more hours worked being independently associated with burnout.2,8,19,26 Two studies found correlation in univariate but not multivariate analysis.39,43 The two longitudinal studies captured that measured burnout before and after a regulated reduction in working hours found reduced burnout with less hours worked.45,48 Another study of orthopaedic surgeons that looked at two different cohorts before and after working hour directives found increased hours to be associated with higher depersonalisation in residents but lower depersonalisation in faculty.52 A study of gynaecologists in Pakistan found that working 50–60 hours was associated with higher burnout than working over 80 hours.32 Eight studies found no correlation.6,17,25,27,35,50,51
Work environment
Career satisfaction is consistently associated with less burnout,6,17,19,21,22,29,32,38,50,51,54 while those who would choose their specialty or job again,15,21,40 or who would encourage children to enter their profession, had lower levels of burnout.17 A desire to leave is associated with higher burnout.29,38
A number of studies found some association of burnout with colleague factors.11,14,18,23,34,35,39,47,54–57 Support from co-workers as measured by the validated Job Content Questionnaire is independently associated with less burnout,18 but only in univariate analysis in a study of transplant surgeons.54 Poor working relationships are associated with more burnout,34,39,47 as are disputes.35 Support for poor performers and for exams,55 as well as access to feedback,11 is associated with less burnout. Frequent shaming and a culture of bravado are associated with more burnout.56,57 A sense of belonging was associated with less burnout in a multispecialty study.14
Conflict with patients and higher patient expectations are correlated with burnout.18,39,43,54,58 Being accused of malpractice is associated with higher burnout in neurosurgeons (n = 783).40
A lack of administrative support and inadequate time for administrative duties has been found to correlate with more burnout,6,47,54 as has spending more time on non-patient care tasks.2
Autonomy and decisional authority are associated with lower burnout.11,54 Being challenged at work is associated with lower burnout,40,59 although the perception of too much responsibility correlates with higher burnout.43 Anxiety over personal competence is associated with higher burnout among residents and faculty.34
Surgeons with access to mentoring have lower levels of burnout.8,23 A prospective interventional study found lower levels of burnout in otolaryngology residents after mentorship (n = 8),30 but this was not replicated in another randomised controlled trial of obstetric and gynaecological surgeons (n = 27).60
Errors
Errors have been shown to be independently associated with burnout in a large multispecialty study (n = 7905)9 and a smaller study of orthopaedic and trauma surgeons.36 Correlation has also been found in plastic surgeons.19 All three used self-reported errors as a measure rather than documented errors.
Health and wellbeing
A lack of extracurricular activities is associated with higher level of burnout,3,22,43,50 while those reporting lower quality of life,18 or physical quality of life21,23 also have more burnout.
Physical activity and exercise are associated with less burnout,23,42,53 as is general health.6,20,38,53 Increased sickness and time off work is associated with more burnout.16,59
Depression has been found to be independently associated with burnout,17,36 and has been found to be predictive of burnout using the Profile of Mood States scale.33 Univariate analysis has also shown depression to be associated with burnout using various validated measures,4,19,42,51 as has anxiety.4 A multispecialty found that post-traumatic stress disorder is associated with higher burnout.62
Suicidal ideation is associated with burnout,4,5,17,43 as is stress.4,17,39 Self-reported lack of sleep, sleep deprivation and suffering from sleep disorders are all associated with burnout.15,23,24,43
Those who drink more or misuse alcohol have higher levels of burnout.17,19,21–23,28,34,47 One study looking specifically at sex found this effect only in women (odds ratio of depersonalisation 1.91)28 and another only in faculty.34 Substance abuse is associated with higher burnout (n = 1691),19 as is smoking cigarettes (n = 29).47
Psychological factors
Higher levels of emotional intelligence are associated with less burnout as measured by the Trait Emotional Intelligence Questionnaire,11,63,64 while average resonating level (self-awareness and emotional intelligence) is associated with lower burnout scores in general surgery residents (n = 48).65
Personality factors have also been found to be associated with burnout.11,24 Extraversion, agreeableness, conscientiousness and openness have been linked with lower levels of burnout, while neuroticism is linked with higher burnout in obstetrics and gynaecologists.24 A study of general surgery residents found that agreeableness, emotional stability and conscientiousness correlated with lower burnout.11
Setting
Income
Lower income is associated with higher levels of burnout.19,38,43,47 A study of orthopaedic residents and faculty showed that debt load was associated with higher burnout in faculty members, while financial concerns were also associated with burnout in this group.34 Conversely, two small studies in Fiji and Saudi Arabia found that income did not make a difference to levels of burnout.44,53
Discussion
The findings of the review suggest that the following factors are associated with a higher risk of burnout:
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younger age
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female
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residency training
•
single
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increased workload
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conflict with colleagues and patients
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depression and substance misuse
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neuroticism.
The following factors are associated with a lower risk of burnout:
•
children
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supportive work environment
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mentorship
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physical activity
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emotional intelligence, grit and mindfulness
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extraversion, agreeableness, conscientiousness
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academic work
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less concern over income/finance.
The definition of burnout has changed over time.68,69 The most prevalent one used currently is a rather functional statement, used to assist in the continuing research by affirming the inventory used to measure it – a state of depersonalisation (loss of empathy), emotional exhaustion (emotional fatigue) and a sense of reduced personal accomplishment (competence and achievement).1
Not all researchers agree on this definition, and there are several other validated measures. The Copenhagen Burnout Inventory suggests that burnout be characterised along the lines of fatigue and exhaustion,70 while Bianchi has suggested that burnout is simply a depressive disorder.71 In this review, we looked only at studies that used the MBI, to maximise the reliability of comparison of results. However, even when using the MBI there is no consensus on how to define burnout. This significantly limits the generalisability of results from individual studies and makes it hard to perform valid systematic reviews or meta-analyses.
Eckleberry-Hunt and colleagues suggest that it may be more effective to separate emotional exhaustion and depersonalisation to stratify those at risk for the individual components and plan more targeted interventions.72 This could be a route forward to counter the lack of consensus in defining burnout and provide more translatable results and facilitate interventions. A recent meta-analysis found that emotional exhaustion was strongly correlated with depersonalisation, while both emotional exhaustion and depersonalisation were moderately correlated with personal accomplishment.73
At present, there is no agreed model that encompasses the cause and effects of burnout. We found just one framework put forward. Here, occupational stress is caused by demands placed upon an individual. Response is modulated by intrinsic (personal) factors and extrinsic (workplace/environmental) factors, which leads to a severity of burnout in that individual.11
Based on the findings of this review, we have elicited some possible modifiable factors for intervention. We present an altered model containing these factors, where external factors such as workload and setting add to the intrinsic demands of the job, leading to stress (Fig 2). This is moderated primarily by work environment. Stress leads to burnout, the severity of which depends on personality and psychological factors (emotional intelligence, resilience/grit and mindfulness). Family and social relationships also play a role here. Physical and mental health, including sleep and substance misuse, likely have a complex bidirectional relationship with burnout.
While it is difficult to reduce workload, ensuring trainees do not work excessive hours and have accessible mechanisms to highlight workload concerns is important. Similarly, promoting a positive culture at work where trainees feel supported could help mitigate the demands of the job. Formalising mentorship programmes is likely to reduce burnout in residents, where it is most prevalent. Having a positive family life outside of work is clearly associated with lower levels of burnout. Helping trainees build lives outside of the profession should be prioritised. Finding ways to improve emotional intelligence and resilience, as well as promoting mindfulness, may also lower levels of burnout in surgeons. Ensuring that trainees are able to stay physically and mentally healthy may also reduce burnout, as well as reducing its consequences.
Schwenk and Gold are right to point out that we know very little about the causal relationship between burnout and its associated factors without significant longitudinal cohort and randomised controlled studies.74 The generalisability of this review is limited significantly by the fact that studies report different levels of statistical analysis, with many not controlling for confounding variables. A systematic review and meta-analysis published in The Lancet found that interventions designed to reduce burnout do have some effect.75
Another area where there is a lack of research is looking at burnout in different medical systems and cultures. The majority of research into burnout has been done in the United States. This review found just three studies taking place in the UK. Given the significant heterogeneity in prevalence of burnout, studies from specific systems or cultures may not be generalisable. Given the unique set-up of the NHS, there needs to be further investigation into the conditions which give rise to burnout within the UK to gain a more applicable understanding of the issues.
Conclusions
There remains significant heterogeneity in how burnout is measured, and this hampers current research. Research to date has led to a solid body of evidence for the associated factors of burnout, but more work is required with regards to causality. There is a lack of longitudinal and interventional studies at present, as well as research in local healthcare systems. We have proposed a model for burnout that identifies targets for intervention. There are some promising areas for further research, and there should be renewed focus into these areas, to prevent and reduce the burden of surgical burnout.
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Information & Authors
Information
Published In
The Annals of The Royal College of Surgeons of England
Volume 102 • Number 6 • July 2020
Pages: 401 - 407
PubMed: 32326734
Copyright
Copyright © 2020, All rights reserved by the Royal College of Surgeons of England.
History
Accepted: 12 January 2020
Published online: 24 April 2020
Published in print: July 2020
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